More Thoughts I

August 17, 2023 marked two years since the last post on Hoalablog. The blog, I thought, had come to an end with the Ramblings I post. Ramblings II is somewhat lightweight but perhaps adds some insight. Although I have posted nothing since August 17, 2021, my spiritual journey continues, as it will, until time does in awareness. The blog has been kept alive and I have intentions of editing it, perhaps changing the order of posts trying for more coherence, and perhaps writing more, of which this might be a first installment. As is obvious to anyone who pokes around in this blog, the main impetus for writing has been my conviction that western thought badly needs a deep, absolute, underlying functional spirituality, atheistic and lacking any doctrines whatsoever. In many of the previous posts I have looked into Zen Buddhism as such and have pointed out that it could fulfill this role, silently informing all of Western thought and culture. Recently I have realized that I could do better in coming at what I’m proposing by adopting, as much as is possible, a “pure” Western point of view, ignoring as much as possible the Eastern ideas and traditions which lay behind Zen.  Of course, there is a question of what I really mean about a Western or an Eastern or a what-have-you point of view in these times where there is basically one vast world culture. This culture, does however, have different flavors, one of which may be labeled Western as the predominating and historic culture of Europe and the American continents.

This mainstream Western thought and culture is vast and intricate. It stretches from cosmology and mathematics, physics, chemistry and the practical sciences of engineering, medicine, psychology, sociology, philosophy and economics; to arts such as architecture, writing, painting, sculpture, music, and to various sports. However, beyond the local epiphanies that these might engender there is a spiritual vacuum. It seems that as we have discarded God and religion, we have also discredited the very idea of a deep spiritual underpinning. We have created an empty cathedral. However, when I posed the idea of a Zen flavoring for Western thought to my good friend Roger Shepard, he was appalled that I would entertain any such idea. Roger is with us no more but he is still a rather well-known experimental psychologist, formerly a professor at Stanford University. He was also a talented artist and musical composer. In his last years he became immersed in the puzzles of human consciousness and he pursued a mathematical understanding of quantum mechanics and its mysteries in order to understand if it might possibly throw some light on consciousness. (He was somewhat skeptical that I had made any progress whatever in Quantum Measurement theory). As a scientist Roger was hard-core and the very idea of any spirituality seemed to him a hark back to religious ideas inevitably akin to a mindless distraction. Such would, in his mind, be a regression having no place whatever in science, philosophy or serious Western thought. I bring up Roger and his attitude towards spirituality because I believe that this attitude is widely shared among those who I think of as an audience for this blog.

I share Roger’s attitude towards flaky ideas in science or elsewhere, but believe that meaningful spirituality can be a part of human reality. As a beginning to what I have to say I’d like to move beyond the dichotomy of God vs. Atheism with its excluded middle. This dichotomy inhabits a limited framework which deserves total shattering. Beyond the shattered shards is the great emptiness and I want to see all of us living beyond even the great emptiness in a realm suffused with meaning. This sense of meaning lacks any verbal or material expression. For such we turn to the cathedral itself hoping to find it filled as expressions of Western thought and culture connect to that great wordless glory beyond. Perhaps “glory” is not a good word to use. I’m reminded of the time while living in Alabama that our group of friends came into possession of a Christian fundamentalist document about religious experiences. The saying that stuck in my mind was, “I’m under the spout where the glory comes out.” We loved the Kitschy aspects of this saying; however, if one ignores the Kitsch, one notes that the “spout” can hardly be taken for the Deity and the saying must be regarded as meaningless metaphor: The “glory” flows out of nowhere. Nonetheless, on further consideration I think the word is probably tainted so I will avoid it as much as I’m able in referring to an ultimate experience.

 Roger Shepard’s convictions about spirituality remind me that there is an ongoing conflict between science and common culture. Many scientists fear that the entire basis of rationality and empirical thought will give way to a superstitious and feckless society which wanders into chaos and war. On the other side, many thoughtful people think that science, for all its progress and practicality, lacks a soul; that it fails to bring us comfort in the face of a mortality subject to the capricious flows of chance, ignorance and evil in our world. In a way I am wading into the center of this conflict and I am exposed to attack from both sides.  However, if I go, for a moment, into attack mode myself, I can point out that, on the one hand, there exists a superstition-free spirituality which poses no threat to rationality or science; and, on the other, science is deep and meaningful, that it demands creativity, which is always a struggle and that scientists, like artists, do better if they can slip into the “zone”, whether realized or not. Science is indeed, at least incipiently, spiritual, though many scientists would deny it.

It’s clear to me that our culture has the grounds for germinating a spirituality not simply in science (which indeed may be a hard nut to crack) but in our society at large and in many of the various strands of Western culture which I detailed above. The key, as I see it, is the idea and experience of “being in the zone”, a Western trope for various ineffable Zen like experiences. So far, the expression is mostly used in athletic endeavors such as football and surfing. In football it manifests in the competition between ends on offense and the secondary on defense. The seemingly impossible feats which occur when a quarterback throws a pass make the game worth watching in spite of incessant interruptions of commercials, timeouts, penalties, two-minute warnings and other breaks in the game, to say nothing about twinges of conscience which occur from knowing of its inevitable concussions and other life-shortening injuries it engenders.

The feats which occur in surfing are equally incredible. On Oahu’s North Shore a famous winter break is the Pipeline, originally called Bonsai Beach after the Japanese suicide charges of World War II. When I was growing up, I’d heard of it, but it had never been surfed. The reason it seemed impossible and dangerous was its perfect tube breaking with lethal force into three feet of water over a jumbled coral reef. First surfed in 1961, it was indeed the scene of many serious injuries and fatalities. Gerry Lopez, a young surfer born in 1948 in Honolulu, became the first master rider of the Pipeline, riding its tube with a relaxed nonchalance. He was known as Mr. Pipeline. In his book, Surf Is Where You Find It, he mentions that when surfing pipeline, it is a good idea to be in the zone before dropping in. Curiously enough, Gerry now lives in the town where I live and recently gave a talk promoting a new edition of his book. I, along with my wife and friends, were fortunate enough to attend. Gerry spoke about the importance of the Hawaiian aloha spirit and mentioned also that he had spent years in Yoga practice and meditation. Other surfers seldom speak of being in the zone, but are masters at riding waves three or four times as large as those at Pipeline. These waves don’t break on shallow coral reefs so are possibly not as dangerous as pipeline, but their sheer power, capable of snapping a femur like a matchstick, makes surfing them unthinkable for anyone who has experienced the power of smaller waves.

Besides sports I wonder whether or not the experience of being in the zone has spread to other activities which offer instances of seemingly superhuman performances. What comes to mind are the number of outstanding piano players, several of whom have grown up in China, Japan and Korea where one might expect a lurking tradition of transcendental Zen mastery. Among many whose incredible performances one finds on YouTube, I will mention two: Yuja Wang and Yunchan Lim. Yuja Wang (see Wikipedia), was born in Beijing in 1987. She studied piano in China starting at age 6. She came to the US at age 15 and studied at the Curtis Institute of Music, graduating in 2008. Yuchan Lim was born and studied in South Korea, which has become a hotbed of Western classical music. In 2022, at age 18, he won the Van Cliburn Piano Competition, and since then has embarked on a sensational career. Both of these pianists have incredible technical abilities, but, in addition, have the ability to enter into the soul of whatever they play. Yunchan’s sensational playing of Liszt etudes and Rachmaninov’s 3rd piano concerto was doubtless instrumental in his winning the Cliburn. However, it was his performance of Mozart’s piano concerto 22 which carried me away. Yuja Wang in concert flaunts her femininity as if to say, “Look here! It’s a beautiful woman who is giving this transcendental performance.”

I wonder if, in fact, “being in the zone” is more common in the West than one would suspect and that it indeed constitutes a slow tide filling the cathedral. I like the “zone” expression because it does not have a sharp meaning, but is, instead rather muddy to the point of meaninglessness. I’ll finish this post by pointing out the dangers of language in the context of (I almost said “spiritual” growth). In reading over this post, I notice that the words “spiritual” and “spirituality” frequently occur. In fact, these like “glory” are tainted words. I think that Roger Shepard has a point: the word “spiritual” inevitably suggests mystical ideas which can lead to concrete religious ideas which, in turn, inevitably lead to grasping and fanaticism.  What all of this means is that it is impossible to talk in conventional language about what I am proposing without using “tainted” words. I hope that people reading or rereading this post will keep in mind that it is meaningless unless they find their “zone”.

Add on: April 29, 2024

It is now, as I begin to write, 11:30 A.M. on an April Wednesday in the year 2024. At the moment I have nothing more to say about Zen, Western or otherwise, but I still want to continue writing in Hoalablog so I need a new, overarching, unifying theme, worthy of exploration, which theme might encompass anything I want to say, whether insightful or mundane. Actually, within the last month or two I’ve come up with such a theme and on our recent trip across the country to view the 2024 eclipse from a friend’s backyard in St. Albans, Vermont, I had plenty of time to ruminate on its suitability and to realize that it is seemingly what’s needed. This theme, phrased as a question, is:

What is the significance, if any, of being briefly alive and aware in the early twenty-first century?


Our present knowledge or speculation about the stretch of time our moment occupies is that it begins some 13.8 billion years ago with the creation of a ticking clock, so to speak; and continues indefinitely into an infinite future. Of course, the clock is simply a part of an entire universe in which happenings play out; one of which is the birth and growing up of each of us. Nevertheless I like the emphasis on the question being that of time. So, onto the next theme! Back to Top

Ramblings I

I had thought it was time to write a summary of what this blog was all about and, after the summary, write no more. However, after many tries, I could never even make a start and, in addition, I lost all desire to write. Today I had a better idea: just ramble and perhaps find a Zen place. Of course, there are many Zen spaces, none well defined, all possibly controversial, since the concept of a Zen place has no referent and is from a conventional, rational Western point of view meaningless nonsense.

However, the whole point of this blog is that there IS such a space; and from this place all the various Western sciences, arts, and what-have-you’s can be stitched into a meaningful fabric in which each piece gives its body to the other bodies, creating in our minds, at least, a tapestry which goes beyond any of its pieces. And beyond this tapestry there is the pure religion which tells one that one’s life is not meaningless; that our lives, though arising out of nothingness and snuffed out into pure oblivion have some kind of eternal significance, beyond verbal expression.

Actually, Zen is a poor name for this tapestry, this pursuit, this vision, and this religious understanding, but my imagination is too limited to come up with a better name. One problem, as I see it, is that the term Zen, is irredeemably Eastern and irredeemably stitched into Eastern culture at least in the minds of Westerners unfamiliar with it. One seemingly needs an Eastern mind to sense what it might be. Luckily, for me growing up in Hawaii, I somehow came to admire and love an Eastern outlook, Japanese and Chinese, tempered by an underlying Hawaiian vision, and could “aha” an inkling of what this religion, beyond all religions and cultures might be. However, any name for it is misleading, a word for what cannot be named. In attempting to link “IT” to Western culture, I don’t imply that Western culture is in any sense special or beyond any other world culture. I simply feel that there is a big lack in Western culture of a religion that can complete, link and top off the various strands of the culture. Such a religion (identical to Zen) can, in my opinion fill the bill in a way that traditional Western religions cannot.

As you, my ideal reader coming from a Western culture and upbringing, journey to an understanding of this religion I have a couple of thoughts at the moment that could be useful. One concerns the idea of “enlightenment”. In earlier posts I’ve suggested that I prefer the Soto idea of gradual enlightenment rather than the Rinzai ideal of sudden enlightenment. However, I would go a little further, regardless of whether you’re a Rinzai guy or a Soto woman (or vice versa), and use an idea and an image from analytic geometry, a very Western form of thought. This is the idea of an asymptote. Consider a hyperbola, one of the conic sections. This two-dimensional figure has four arms, each one of which, as it travels out forever from the center of the figure approaches closer and closer to a straight line called its asymptote. In my analogy consider enlightenment the asymptote and our journey towards enlightenment a curve which comes closer and closer to the asymptote without ever touching it. At some point one gets so close to the enlightenment asymptote that one more and more senses and takes on its properties without ever touching it. If one takes this idea as an axiom, one never needs to consider whether or not one is enlightened. You’re not and neither am I nor anyone else. Just keep up your meditation and striving, coming nearer and nearer to the ideal.

Another thought concerns the concept of “ego”, “self”, or “me”. Does such exist? Are we “attached” to our ego or self in a Buddhist sense? In our journey, can we lose this attachment? Does it help to realize that one’s ego or self doesn’t really exist? “I” don’t think so. The self may be a fiction; but our attachment is very real, and it’s the attachment, the clinging that is the problem. Consider also that “I”, “you”, “self”, “we” are simply words in a language and we’re dealing with realities which are inexpressible in that language. As we practice over the years we may hope and sense that the attachment is weakening. However, it actually can give one a sense of “peace” to realize that the “attachment” will likely never go away and that one can drop worrying about it. The practice is important, but don’t expect it to do more than, at times, weaken our attachment. Another thought is that these “self” words, though meaningless, are actually useful. When I encounter you, I hope I have the ability to look at you and “see” who you are; see in a deeper sense beyond your persona, your background, education, and the objective facts of your life. I want to see this fictional “you” and have “you” feel that you have been seen and understood. Back to Top

WestEast

In my last post, “Two Cultures”, I wrote that “…one hopes for a creative amalgam of West and East.” So far this blog has concentrated on Eastern, especially Buddhist ideas, particularly Zen, wondering if Western thought can be helpful in approaching the Zen experience. If I am indeed dedicated to going in the other direction demonstrating that Zen intuition can contribute to Western philosophy, I need now to understand Western philosophy at a deeper level. In fact, it may well be the case that Eastern and Western approaches to ultimate understanding are immiscible like oil and water, so that far from being helpful to one another their intersection becomes nothing more than a contradictory mess. My intuition says otherwise, but in order for me to specifically find and point out ways that each can help the other combine into a single broader and deeper approach to what it’s all about, I need a more thorough appreciation of Western philosophy. That is, I need to understand Plato. I say Plato because I remembered and then found (in the book I’m about to consider) a quote: “The safest general characterization of the European philosophical tradition is that it consists of a series of footnotes to Plato” from Process and Reality by Alfred North Whitehead. Besides the Whitehead quote there is a general understanding that Western philosophy only came into full flower with Plato. Plato’s works were the urquell, the Spring from which all flowed.

Of course, over the years, I’ve been casually exposed to Plato. At Stanford, all freshmen at the time I was there, were required to take the year long History of Western Civilization course which consisted of the reading of works deemed significant for Western thought with lectures and discussions in class. The class was largely wasted on me, because, as a freshman, besides being occupied with my interesting roommates, I was on the swimming team, not much interested in History, and bone lazy. I do remember reading Plato’s Phaedo, impressed with the story though far from impressed with Socrates’s reasons for not being afraid of death. Then, over the years, I ran many times into allusions to the story of “the cave.” Then there are Platonic “ideals”. None of this exposure really grabbed me. What did make a difference was running recently into a piece on the internet which discussed a philosophical issue with impressive clarity. Here was someone who could talk philosophy in a way that made sense. The author was a women named Rebecca Goldstein. Googling her on the internet I found that she was a rather unusual philosopher in that she wrote novels as well as philosophy. I won’t get into the interesting biographical details about her because these can easily be found on the internet. After enjoying her novel, 36 Arguments for the Existence of God: A work of Fiction, I looked in Amazon to see what else she had written and saw listed Plato at the Googleplex: Why Philosophy Won’t Go Away. This was available in our library in eBook form so I read it on my Kindle, and then ordered a hard copy from Amazon. Below, in the interests of brevity I will sometimes refer to Ms. Goldstein as RNG (for Rebecca Neuberger Goldstein).

Understanding Plato via the writing of a gifted philosopher who writes with clarity seemed better than trying to find adequate translations of Plato’s work or trying to learn classical Greek so I that I could read him in the original. Of course, there would be the difficulty of really understanding Plato no matter what the approach. So, I will consider Ms. Goldstein’s book not as authoritative, but as a foundation for riffs off of what I conceive her to have said about Plato and Western Philosophy. Of course, I agree with her thesis that philosophy is here to stay and find her criticism of philosophy-jeerers, such as Lawrence Krauss, amusing and telling though that is not what interests me in her book. Incidentally, I have read Krauss’s A Universe from Nothing: Why There is Something Rather than Nothing, and found it fascinating. He is a great physics popularizer and, in my opinion, writes philosophically so his wholesale condemnation of philosophy is not to be taken seriously. Possibly, a critical review of his “Something” book by a philosopher intensified his antagonism toward philosophy to the point that he had to express his outrage. In that state one finds slings and arrows to hurl at philosophy, rather than relaxing one’s ideological grip as suggested in my last post. A wholesale condemnation of philosophy is ridiculous. However, it seems to me that the situation is not “either/or”, for part of the life blood of philosophy is criticism of philosophy. For example, if in getting at what really matters in philosophy, one should consider “differences that make a difference”, (Gregory Bateson’s definition of “information”), I find too often, philosophers seem to haggle over differences that to me make no difference whatsoever. Perhaps I lack a critical component of what it takes to be a philosopher. Whether or not that is so, I find Ms. Goldstein’s writing mostly clear and fascinating.

Before getting into what Ms. Goldstein has to say about Plato I will mention one more thought about philosophy. With most disciplines talking about or discussing the discipline is separate from practicing the discipline. Writing about physics, chemistry or molecular biology, sociology, economics, or engineering, for example, is not doing research in or practicing those disciplines. If one writes about philosophy however, one is actually doing philosophy whether or not one is a professional, card carrying, philosopher. If one writes ignorantly, without sufficient thought or insight, one is doing “bad” philosophy, easily dismissed; but, nevertheless, one is doing philosophy. The only other subject, I can think of offhand, which perhaps possesses this characteristic is literature. A literary critic, writing about a literary work can actually create a piece of literature. I don’t think this claim works for history. A historian can do primary research and write up the story she or he finds (readable history always tells a story), but as soon as she talks in general or makes a judgement, she is doing philosophy of history, not history. Perhaps this last claim is merely a quibble, but certainly one reason philosophy will never go away is that thoughtful people will always continue to practice it, making judgements and seeking insights into whatever is on their mind. Whether university departments of philosophy offering degrees in the subject will wither away in the future is another question. It seems to me intuitively, unlikely.

Turning to Plato whether in classical Greece or in today’s Googleplex, it is clear that as a professional philosopher RNG has read everything Plato wrote or might have written, probably in more than one translation, as well as what other philosophers have had to say about Plato, including inquiries into the meaning of words in classical Greek and into the ethos of the society that gave rise to Plato’s philosophy. A fascinating observation (Googleplex p4) is that it is difficult or impossible to discover what Plato really himself personally thought about any of the far flung positions expounded in his various dialogues. Positions there are aplenty, but no positions that Plato would unambiguously assent to. RNG remarks on the many disagreements that philosophers have had on Plato’s various positions and has compared him to Shakespeare as one, whose personal views are unknowable. Further (on p40), quoting from Plato’s Seventh Letter, RNG concludes that “he never committed his own philosophical views to writing.” And further, “Plato didn’t think the written word could do justice to what philosophy is supposed to do.” This in spite of the fact that he wrote extensively. RNG considers that the form of Plato’s writings as dialogue suggests that Plato’s view of what philosophy is supposed to do is “Nothing less than to render violence to our sense of ourselves and our world, our sense of ourselves in the world.” RNG quotes Plato, talking of philosophy as saying, “… for there is no way of putting it in words like other studies. Acquaintance with it must come rather after a long period of attendance in instruction in the subject itself and of close companionship, when suddenly like a blaze kindled by a leaping spark, it is generated in the soul and at once becomes self-sustaining.” (Googleplex, p40, Seventh Letter quote.)

This last sounds suspiciously like the “enlightenment” that is supposed to come out of Buddhist meditation and training. What is different is the methodology. With Plato’s philosophy one attains the transcendent state by intense thinking about the conundrums of philosophy, trying to gain insight through reason and rationality into deep, questions, compelling but unanswerable, which pursuit ultimately withdraws from one, the “life support” of one’s unquestioned certainties, leaving one “free” in an empty universe. Or am I reading too much into a specious resemblance between Plato and Buddhism? Certainly, besides bringing personal enlightenment, philosophy is attempting to bring about insights which can be expressed in language. It seems, in fact, that over the stretch of time since the days of classical Greece, philosophy has concentrated on trying to bring clarity to its questions using language in a precise way, rather than becoming a means of instilling an awareness beyond language. Western Philosophy, it seems, has given up a quest for transcendence by relinquishing such a pursuit to religions based on faith. It seems to me that Zen has a contribution to make here in that the enlightenment it postulates is beyond language and therefore is irrefutable via language. It is to be approached, according to what I’ve said earlier in this blog via a path which totally rejects superstition, magic or even belief in anything, as far as that is possible. Philosophy, it seems to me, is an excellent Western path for a “seeker” who is attracted in that direction. And if, as I assume, RNG is correct in what she has said about Plato’s philosophy, such seeking would not be new to philosophy, but instead a turn of a spiral back towards Plato’s original conception.

So much for this post. Later I would hope to return to RNG, Plato at the Googleplex and further ideas about a joining of East and West. For the immediate future, however I would like to take into account the objection that philosophy as a spiritual path is intellectually elitist, as indeed it might seem if one accepts the idea that “elitism” itself is other than an elitist convention. Be that as may be, now that I’ve brought up the idea of a “seeker”, it would be good to point out that seeking can adopt paths that are physical or artistic in nature though not necessarily anti-intellectual. So, onto the next post… Back to Top

MorassPost IV

In Part III of this Morass Series, in talking about Wittgenstein, I concluded that with the writing of the Tractatus, Wittgenstein in “talking” about what “cannot be said” had stumbled upon a Western form of Zen Buddhism, with the insight that most of Western Philosophy fell into the realm of what can only be shown and that its “problems” were really only “puzzles” which disappeared with the realization that they were simply artifacts of language which was trying to venture into the realms of the unsayable. What remained meaningful and valid were the insights of the first part of the Tractatus, spelling out all that language could accomplish in a philosophical way. Believing that there was nothing more to be “said”, Wittgenstein dropped out of philosophy for a number of years in the 1920’s, returning to Vienna from his position at Cambridge where, I would guess, he found the atmosphere unbearable and the thought of teaching philosophy unthinkable. Austria and Germany at that time were reeling from the defeat in World War I with hyperinflation and the feeling that their defeat came from some sort of betrayal. During this time Wittgenstein was “penniless”, having legally given the immense fortune he inherited from his father, to his sisters. Although Wittgenstein thought he had given up philosophy at the time, he was still living the committed life of the truth seeker with the moral sense that such a one must not have the distracting obligations which would come with owning and managing a vast fortune. I would guess that he also found the very idea of managing money totally irrelevant and disgusting, not that he would have been bad at it. Perhaps I will later tell the fascinating story of how, in the mid-thirties, he negotiated with the Nazi’s to buy his sisters’ escape from Austria. (I strongly recommend The Nazi Officer’s Wife by Edith Hahn Beer for one to gain an emotional understanding of what it was like to be Jewish in Austria during those harrowing times and for the story of how the Nazi’s added to their finances by allowing rich Jews to buy their freedom.)

The story of how the Wittgenstein fortune was preserved through World War I is itself quite interesting. Karl Wittgenstein, Ludwig’s father, was not only an “industrialist”, but a masterful investor. As World War I approached, he must have had the sense that all was not well with the Austria-Hungary empire in spite of its seeming power and security. Successful investing focusses on the future. What has happened in the past is one possible guide to the future, but can be misleading especially during times of great crisis. Karl saw to it that much of his fortune was invested in the American stock market. When he died in January, 1913, over a year and a half before the beginning of WWI, his fortune was safe from the financial devastation occurring in Austria and Germany during and after the war. (See the Wikipedia article on Karl Wittgenstein.) I would guess that much of this fortune remained in the booming American stock market during the 20’s so escaped the Austrian hyperinflation.

Although Wittgenstein was “penniless”, his sisters were always available and willing to help him financially, so he could follow his own inclinations about what he should do apart from philosophy. Wittgenstein’s first venture was as a schoolmaster in a backwards area of Austria. He was fascinated by ideas about education, but his temper and artistic temperament in the face of ignorance soon got the better of him and he mistreated his students, resorting to violence. Forced to resign he retreated to Vienna and killed some more time, reverting to his engineering and artistic genius by designing and building a house for one of his sisters. By many this house is considered an architectural masterpiece from its overall design down to its details. I am somewhat hazy about dates, but shortly after this in 1929, Wittgenstein returned to Cambridge and plunged back into philosophy, convinced that the first, analytic part of the Tractatus was fundamentally unsound, and would have to join the remaining parts of philosophy which only can be “shown”. I am not one to speculate too much about why Wittgenstein found the Tractatus first part wanting. I did not ever try to delve very deeply into it because I knew that such would be a daunting task and knew also that there could be no such thing as a language for dealing with an absolute scientific reality. Whether, as Ray Monk contends, Wittgenstein was persuaded that one of his postulates was invalid by the young genius, Frank Ramsey, (who, incidentally died unexpectedly in 1930, at age 27), or whether he had a more penetrating mystical insight into its shortcomings, the fact of the matter is that during those years in Austria a new idea about language and its relation to philosophy gestated in his mind.

See http://www.nybooks.com/articles/2016/12/22/frank-ramsey-great-intellects/

Wittgenstein was welcomed back in Cambridge, in part, because the Tractatus had been tremendously influential in philosophy, especially in Austria with the Wiener Kreis, a group of philosophers who, influenced by the first part of the Tractatus, created “logical positivism”, an unwholesome philosophy that maintains not only that all of culture outside of science is meaningless, but therefore, valueless as well. In Austria Wittgenstein had some contact with the positivists, but never joined their circle. Ironically, as Brian Magee points out (see pp 110-111 in Confessions) Wittgenstein’s views were essentially opposite to those of the positivists: the only things that have value and make life worth living are those about which nothing can be said; namely the arts, music, philosophy and the humanities in general. (Wittgenstein apparently had a fairly low opinion of science, not realizing that the revolution in physics going on while he was in Austria had demolished mundane classical physics in favor of a new science whose depth and aesthetics was that of the highest art.) Be that as it may, Wittgenstein’s new idea was that language was no longer a stand-alone absolute entity, but a “game” practiced by groups of people advancing a common interest: a “language game”. Each group: scientists, philosophers, humanists, investors, economists, artists, mechanics, bar flies, druggies and so forth had their own version of language adapted to dealing with their reality. This was the basic idea developed in the lectures and discussions which ended up as the Philosophical Investigations. I have already mentioned how this work influenced Kuhn’s idea that a scientific revolution creates a new “paradigm”, not only a new language game, but a new meaning of experiments and “facts”; essentially a new “reality”. For what Wittgenstein’s new philosophy implies is that “language creates reality”. Without language there is no reality. Whether what I’ve just said was “really” Wittgenstein’s view, I don’t know. What I do know is that I somewhat disagree with it, especially with the idea that reality is only created by language. To me “reality” is a very muddy concept. There are many realities, some like the immediacy of unbearable pain or the realization that one’s civilization may be collapsing, very serious indeed, but I doubt that there is any “real” reality in a fundamental sense. As I put it in a snide remark when first hearing about “virtual reality”, “I didn’t know there was any other kind.”

When I first dipped into the Philosophical Investigations, amazed, befuddled, and repelled by its tortuous language, the thought occurred to me, “Did Wittgenstein ever wonder, ‘What language game am I playing right now?’” – A self-reflexive question. My fancy was that Wittgenstein, realizing that in talking about a new understanding of language, consciously or unconsciously realized that he was practicing a new language game and thereby creating a new reality for philosophy, a reality which throws serious doubts on the whole idea of philosophy as traditionally conceived. A quote here is pertinent.

“Wittgenstein claims that there are no realms of phenomena whose study is the special business of a philosopher, and about which he or she should devise profound a priori theories and sophisticated supporting arguments. There are no startling discoveries to be made of facts, not open to the methods of science, yet accessible ‘from the armchair’ through some blend of intuition, pure reason and conceptual analysis. Indeed the whole idea of a subject that could yield such results is based on confusion and wishful thinking.” Paul Horwich, professor of philosophy at New York University.

The link to the article from which this quote came was given earlier in the post “The Morass, Part III”

http://opinionator.blogs.nytimes.com/2013/03/03/was-wittgenstein-right/

Of course Horwich’s opinion is controversial and certainly does not imply to me that “philosophy” should be abandoned. In fact, in talking about “down to earth areas” such as science, arts or language in general, philosophy, is interesting and worth knowing about.

However, a key point for what I’m trying to get across in these blog posts is that philosophy in a transcendental mode has exceeded the limits of what words can express without at all diminishing the longing which gave rise to these words. From this point of view Wittgenstein has cleared the way for a deeper rational understanding, which comprehends all the “words” but lives in a realm beyond them.

Was Wittgenstein then, an incipient Zen Buddhist? I think that such an idea is a perfect example of a statement which is provocative, but totally meaningless. There is more clarity in the idea that Wittgenstein’s philosophy leaves open a rational path to Zen Buddhism, meaningless again, but also provocative.

With this post we try to leave the Morass, talking about other matters, but doubtless muddying ourselves again from time to time. Back to Top

The Morass, Part III

So now it’s time to start dealing with Wittgenstein. Anything I say here will be controversial so I might as well say what I really think as clearly as possible without hedging. Some of that will possibly be extremely controversial. I’ll try to delineate clearly between relatively factual matters and my own opinions. With this post I will make an exception to my standard practice and try to be somewhat scholarly, first noting books and links which can form a mini-bibliography and then referring to these right in the text rather that doing footnotes.

Here’s a brief bibliography:

Hartnack, Justus, Wittgenstein and Modern Philosophy, translated by Maurice Cranston, Doubleday Anchor 1965. This is still obtainable on Amazon at a reasonable price. However, although pretty clearly written as philosophy goes, it is helpful to be in the “zone” while reading it. (See quote below from an Amazon review.)

Monk, Ray, Ludwig Wittgenstein: The Duty of Genius, Penguin, 1990. The definitive biography so far. Read if you are getting serious and have the time. Monk tries to close the gap between Wittgenstein’s image as a celebrity and his philosophy.

Edmonds, David and Eidinow, John, Wittgenstein’s Poker, Harper Collings, 2001. If you read only one book, I recommend this. It is well written, fascinating and very informative about history and character. It recounts the only meeting between Wittgenstein and Popper, a ten minute argument during which Wittgenstein either threatened or didn’t threaten Popper with a fireplace poker, but did walk out of the meeting in a towering rage or maybe only bored with the proceedings.

Magee, Bryan, Confessions of a Philosopher: A Journey through Western Philosophy, Random House, 1997. Magee taught philosophy at Oxford and elsewhere. He was an MP and prominent TV broadcaster. Magee disagrees with modern philosophy’s emphasis on language, (I disagree with him on this). I do agree with what Magee has to say about Wittgenstein’s Tractatus though maybe things aren’t quite as clear-cut as he contends.

I happen to own these four books.

Wikipedia, Wittgenstein. Highly recommended.

Was W right? http://opinionator.blogs.nytimes.com/2013/03/03/was-wittgenstein-right/ . A philosophy professor contends that Wittgenstein has made traditional philosophy a pointless pursuit in this day and age. This is from the NY Times commentary section about philosophy called “the Stone.”

meadowreader. A review of Hartnack in Amazon.

“I read the first edition of the book (Anchor paperback, 1965), and I concur with the other reviewer that it is a first-rate brief introduction to Wittgenstein’s work.

“The short biographical introduction has a big problem, however. About LW’s service in WWI, Hartnack writes, ‘At the outbreak of the first World War he enlisted in the Austrian army, was trained to be an officer, but was taken prisoner by the Italians at the time of the Austrian debacle.’ That makes it sound like LW took the officer route, was quickly captured, then sat out the war. Well, as they say, that could hardly be further from the truth.

“According to Martin Gilbert’s, ‘The First World War,” LW won the Silver Medal for Valour Second Class as a lance corporal, ‘a rare honor for someone of such a low rank.’ This was in June of 1916, on the Eastern Front. In July 1917, he won the Silver Medal for Valour as an artillery observer, directing the guns under ‘heavy fire,’ again against the Russians. In June 1918 he was recommended for Austria’s highest award, the Gold Medal for Valour, for ‘exceptionally courageous behavior,’ this time in a fierce artillery and machinegun duel with the British, in which his ‘heroism won the total admiration of the troops.’ Wittgenstein was not captured until November of 1918, at the virtual end of the war.

“And, incredibly, it was during these years of combat that he wrote the ‘Tractatus,’ delivering the manuscript to [Bertrand] Russell at the end of the war.”  End meadowreader.

End bibliography

Since biographical facts are readily available, in my treatment here I will quickly sketch in what seems important and then mostly give quotations and my own opinions.

Ludwig Josef Johann Wittgenstein was born in 1889, the ninth child of Karl and Leopoldine (“Poldi”) Wittgenstein. His family was the second richest in Austria-Hungary and enormously cultured. In the times around Ludwig’s birth, Johannes Brahms would play recitals on one of the seven grand pianos in their mansion. Ludwig’s mother played piano at a professional concert level and two brothers were concert pianists. One committed suicide while the other lost his right arm in the war. Maurice Ravel wrote Concerto for the left hand for him. Wittgenstein himself had perfect pitch and was intensely musical, but his deeper interests lay elsewhere. He studied Engineering, then mathematics before turning to philosophy. Before WWI he had traveled to England to meet Bertrand Russell and others at Cambridge. It seems that Wittgenstein was obsessed by philosophy, tormented by philosophical questions and spent endless hours thinking about them. Bertrand Russell said of him “the most perfect example I have ever known of genius as traditionally conceived; passionate, profound, intense, and dominating.” (Wikipedia and many other sources) He was an extremely moral person, but difficult, unrelenting and tiring to be around.

Wittgenstein’s studies at Cambridge were cut short by World War I. One point to add to meadowreader’s quote above is that Wittgenstein may have enlisted as a “lance corporal”, but was later elevated to officer rank.

Wittgenstein did write his Tractatus Logico-Philosophicus during the First World War. It was first published in German under a different title, then translated into English mainly by Wittgenstein himself, but only published because of an Introduction by Russell. (Wittgenstein flew into one of his rages upon reading the Introduction, considering that Russell had totally misunderstood the book). In the 1920’s after the Tractatus was published, Wittgenstein retired from philosophy, convinced that there was nothing more to be said philosophically. In the late 1920’s, however, he changed his mind, repudiated the first part of the Tractatus, and set out on a totally different course, teaching at Cambridge during the 1930’s. These teachings were published posthumously as Philosophical Investigations. “…Wittgenstein occupies a singular place in the history of philosophy, having first at an early age written a work which exercised a decisive influence on the philosophical thought of his time, and then, in his mature years, rejecting his early theory and producing a second theory which for sheer originality, stature and influence, is even more important than the first.” (Hartnack, p8) During WW II Wittgenstein, while keeping his position at Cambridge University, worked as an orderly in a hospital more or less anonymously. In 1949 he resigned his Cambridge professorship and led a peripatetic life until being diagnosed with metastasized prostate cancer. He died in 1951 with his last words to his caregiver: “Tell them I’ve had a wonderful life.”

End brief biography.

The Tractatus Logico-Philosophicus. This work is in two parts based on a distinction Wittgenstein made at the time between that which can be said and that which can only be shown. By “said” and “shown” Wittgenstein meant something quite different from the common usage of these words. Using logic and his intuitive insight Wittgenstein was intent on defining the logical properties of a language which would have a one-to-one correspondence with the structure of “reality” as defined by common experience and by science. In my opinion Wittgenstein at the time he wrote the Tractatus, was ignorant of Einstein’s papers on special relativity (1905), general relativity (1916) and of experiments in atomic physics during the 19 ‘teens’ which seemingly demonstrated logical contradictions at the heart of physics. So at the same time a revolution in physics was showing relativity in space and time and weirdness in atomic experiments, Wittgenstein was specifying the properties of an ABSOLUTE language dealing with an ABSOLUTE reality. Whether or not my supposition here is correct, when Wittgenstein uses the word “says” he means statements in his hypothetical language. Moreover, to him only such statements could be meaningful. Words used outside the language were talking about things that could only be “shown”. When I read about the first terribly abstruse part of the Tractatus as explicated by Hartnack, I tried to understand it, but knew intuitively that it was nonsense. There could be no such language. The second part of the Tractatus talks about “the mystic” which can only be “shown”, AND Wittgenstein gives examples, most of which are quoted in Hartnack. (One time in the Stanford University bookstore I found a copy of the Tractatus, opened it to the second part and, sure enough, there was what Hartnack had quoted.) Here are a few to give the flavor of what can’t be “said”.

“Propositions can express nothing which is higher.”

“It is clear that ethics cannot be put into words.”

“Death is not an event in life: we do not live to experience death.”

“The solution of the problem of life is seen in the vanishing of the problem. (Is not this the reason that those who have found after a long period of doubt that the sense of life became clear to them have then been unable to say what constituted that sense?)”

(Hartnack, p 41-42)

Even in the first part of the Tractatus, Wittgenstein, talking about his propositions writes “…anyone who understands me eventually recognizes them as nonsensical, when he has used them – as steps – to climb up beyond them. (He must, so to speak, throw away the ladder after he has climbed up it.) (Tractatus 6.54) Quoted in Hartnack, p28, footnote 33.

At this point let me use “said” in a conventional sense to give a definition of a Zen Koan or Mondo as words which hint at what cannot be said. If this definition is correct, Wittgenstein is speaking in Mondos not only in the Tractatus, but in all of the cryptic quotes he made throughout his life.

In my opinion Wittgenstein in his life has recapitulated the long Eastern journey from the Buddha through Nagarjuna through Bodhidharma through Hui Neng and beyond. Because 20th century thought was already on this path, Wittgenstein’s accomplishment though incredible was not impossible.

This must now be posted.

In later posts I’ll talk about Wittgenstein’s later work, my own ideas about language, myth and reality, Mondos and Koans, the question: What is physics and how does it relate to “reality?”, and talk a little about my quote:

“Aristotelian logic: The curse of Western Philosophy.” Back to Top

The Morass, part II

Ah, the morass: philosophy! First a not so quick but dirty definition of what I consider it to be. Philosophy is a practice of using rationality, logic and intuition in an attempt to understand what life and the world is all about. In trying to achieve this understanding as in any creative endeavor, intuition is vital. I think that intuition is undervalued and too narrowly understood by many. In an earlier post I’ve talked about the semantic aspect of language as meaning and understanding; and in my opinion intuition is involved whenever one has an “aha” meaning experience. Even in something as seemingly abstract as grasping a logical argument or in dealing with a mathematical expression intuition is what gives one understanding. Intuition intensified is one kind of epiphany, somewhat different than the examples mentioned above, but closely related.

Philosophy attempts to find answers to the mysteries of existence and the basis of knowledge, answers that are rational and logical, but also emotionally satisfying. The epiphanies involved in philosophy concern ideas which are stated in words and therefore by my definition are mystical. The problem with philosophy is that it operates on a deep level where, unlike science, there is no way of testing and repudiating one’s understanding or the understanding of the great philosophers of earlier times. In my opinion this is why philosophy fails to progress in the way science does. Philosophy does seem to enrich itself over time, but the deepest questions in philosophy are perennial and always controversial.  A particular example is the question of whether philosophy itself will ever be capable of gaining absolute profound answers to the deepest questions it asks or if the restrictions on philosophical methodology will forever condemn its answers to be relative and controversial. My own opinion is that the latter idea is the case, but that nonetheless philosophy is a valuable and worthwhile discipline. Of course this opinion is itself relative and no doubt controversial. It seems to me, however, that the quest of philosophy is a worthwhile journey whose destination will never be reached, but whose pursuit can be helpful in reaching that profound WORDLESS, satisfying emotional understanding that could be called Western Zen.

Stanford Experiences

At Stanford University as an undergraduate, after casting around, I ended up by the end of my sophomore year as a math major (1949). I was already more interested in physics than in math, but realized that I needed to approach physics from the theoretical side and studying the formulas and phenomena of physics without a mathematical background would never do for me. Math for me is much easier than physics and since I was academically bone lazy as an undergraduate, math looked as if it would require less work on my part. Math also was very interesting in its own right and I wanted to go much more deeply into the subject than would happen to me as a physics major.

In the course of things as a math major I ended up taking the elementary symbolic logic course in the philosophy department along with philosophy majors and a few other math people. While many of the philosophy majors found the course challenging, for me it was the only easy A I ever got at the university and was a sheer, fun delight. Later I took an advanced logic course and then, becoming curious about philosophy took a regular philosophy course. I do not remember what the particular philosophical subjects were in the course, though it was probably heavy on epistemology and the professor was likely a disciple of Wittgenstein, not necessarily a disciple of his actual teachings, but of his teaching methodology. This methodology consists of actually doing philosophy in the class rather than talking about it and explaining. Those of us who were interested and serious about the course sat in the front row of the class, listened closely and tried to take notes because the professor talked quietly and lowered his voice when stating something important (a behavior similar to that of my favorite physics professor, John Plaskett, later at the University of Virginia). I did well in the course, but now at this distance of time remember nothing of the course’s contents. I did realize, however, that I was really more interested in philosophy that any in other subject, but doubted my ability to actually understand this muddy approach to knowledge. I also realized that a change to philosophy would require a total commitment that I was unwilling to make. Much better for me to stick to math where I had some ability and could get by without too much dedication. Some twelve years later as I received my Ph.D. in physics I similarly resisted a total commitment to physics via a post doc partly because I was more interested in philosophy of science, but felt that I needed to actually practice a science before trying to philosophize about it. Also, I was interested in learning about other areas such as history, literature, psychology, and later economics. I felt that I wanted to understand everything and that a commitment to physics would preclude such.

As a senior at Stanford I took a course in philosophy of science taught by Professor Patrick Suppes (See Wikipedia), who was recommended by fellow students. The course was excellent and clear, and awakened in me an interest in philosophy of science. It also taught me in retrospect that I could have seriously mistaken convictions. In the course Suppes strongly repudiated the concept of “vitalism” in biology: the idea that there is some special attribute of “being alive”, apart from physics and chemistry, needed in order to understand life at a fundamental level. In my ignorance of the research going on at the time in molecular biology (this was before the explication of DNA) I thought vitalism completely reasonable. Conceivably, the final word on vitalism isn’t in, but it is clear that this idea is totally unnecessary for research in the fundamentals of biology and that I had been suckered in by a plausible but mistaken philosophical idea.

After another year at Stanford getting an MS in math I ended up in Pasadena, California working for the Naval Ordinance Test Station, Pasadena Annex. As I joined NOTS in December, 1952, I was subject to the draft, no longer having an exemption as a college student. I had actually been eligible since September, but the draft board in Honolulu was slow to wake up and I didn’t get my notice to report for duty until December. NOTS appealed this notice to the 6th army draft board in Los Angeles and I was granted a reclassification to 3C, an exempt status, for 6 months because of the importance of my job for “national security”. Six months later the local board reclassified me 1A and again the appeal board changed this to 3C. It was clear that this reclassification process was going to continue indefinitely or at least until I was 35 years old, at which age one was no longer subject to the draft. (I turned 24 at about this time.) Although neither the job at NOTS nor life in the LA area was all that unpleasant, I developed the strong feeling that I didn’t want to be stuck in either the job or the area so when the next 1A reclassification occurred, I declined to have any more draft appeals. In July, 1954, I entered the army as a private and reported to Fort Ord, California near Monterey for basic training.

After basic I ended up at Fort Huachuca, Arizona near the Mexican border assigned to a Company as SPP (Scientific and Professional Personnel) whose mission was to apply “modern” (vacuum tube) electronics to Battlefield Surveillance. I will likely later go into more detail about my experiences at Fort Huachuca. For the moment what is of interest was that at the post library I stumbled upon a book about philosophy of science that I found extremely interesting. This book was The Logic of Scientific Discovery by Karl Popper who I had never heard of at the time. Before talking about this book, the seemingly simple “fact” that I read this book in the post library at Fort Huachuca at this time brings up a curious situation, in that the book, written in German in 1934, was not published in English until 1959 and I seemed to have read it in 1955 or 1956. Since I am a hard-core scientific realist, I’m not interested in any “mystic” explanations of this curious fact. Popper himself did the translation of the book during the 1950’s and it is possible that an early preprint made its way to the post library. Another, equally unlikely possibility, is that I read the book later and developed a false memory. My memory that I read it is fairly clear including an image of the place in the library stacks where I stumbled across the book. I didn’t check out the book so read it by going to that place in the shelves from time to time, pulling it out to read. Unfortunately, my mental image does not include the book itself so I have no memory of whether or not it was a solid hard cover edition. Whatever the case it doesn’t really matter when I actually read the book. It was certainly some time fairly early on in my life. What does matter is the “aha” impression it made on me.

Popper’s Insight

An old philosophical problem is how we really confirm a scientific theory. Way back when, David Hume pointed out that logical necessity is ABSENT from our belief that a repeatable, familiar happening will continue to occur. The rising of the sun is the classic example. Actually, in my opinion, a pretty reasonable (as opposed to logical) case can be made in the case of the sun. With the confirmation of a scientific theory a logical case definitely cannot be made and, in fact, it matters. For example, classical Newtonian mechanics was accepted as true, perhaps even in an almost absolute sense, for hundreds of years (1659 – 1905) only to be shown as basically incorrect, only applicable in a limited domain. Hundreds if not thousands or an infinite number of confirmations of the theory were not enough to establish it beyond all doubt. What Popper pointed out was that endless confirmations could not establish a theory, but that a single solid experiment could refute it. I saw instantly that Popper was using a simple logical fact, well known to me from the logic course at Stanford. If A implies B, it isn’t true that B necessarily implies A. The classic example, hemmed in by suitable constraints is, if “it’s raining” then “the pavement is wet.” (I’ve put the simple statements A and B in quotes). Going backwards, “the pavement is wet” therefore “it’s raining” doesn’t work. The lawn sprinklers are wetting the pavement on a clear day. However the syllogism DOES work backward if we use the negation of the statements: not B implies not A, or if “the pavement is dry” then “it is not raining”. Popper elevated this simple logic into an entire book which turned out to be tremendously influential, leading to the idea that scientific theories had to be, in principle, refutable by experiment. The buzz word for Popper is “refutation” instead of confirmation.

It seemed to me that Popper was really on to something. Later after my Ph.D. while teaching physics at Auburn University around 1966, I stumbled onto Thomas Kuhn’s The Structure of Scientific Revolutions, published in 1962. At that time I was delving into the history of quantum mechanics so although I found the book fascinating, I thought Kuhn was belaboring the obvious. Nevertheless, it became clear to me at that time that the history of physics showed that any current theory in physics was subject to destruction on the basis of one solid unexpected experimental finding. Kuhn had fleshed out Popper’s idea by defining “normal science” as proceeding with theoretical and experimental advances from within a “paradigm”, a generally accepted view of what the science’s “reality” was, the open questions within the science and acceptable ways of proceeding experimentally. Historically, a normal science in practice, would stop working as progress didn’t go as it should or as new seemingly unacceptable ideas reared their ugly heads. Something was radically wrong. Then a new paradigm would come into being usually, if not invariably, through the efforts of younger scientists. The science would then live in a “different world” in Kuhn’s words, within a new reality which was incommensurable with the old. Kuhn’s book gave many examples from scientific history to establish his views. The book became a craze not simply among thoughtful scientists and philosophers, but among thinkers in many fields commonly regarded as being outside of science. One could say, in fact, that Kuhn’s view established a new, revolutionary paradigm in the history and philosophy of science.

A few years after reading Kuhn, at a meeting of the Society for Religion in Higher Education in which Barbara was a member, I met Professor John Meagher of the University of Toronto who gave a paper entitled “Towards a Moral Theory of Idioms” which I found tremendously exciting. Meagher applied ideas to language similar to those of Kuhn’s concerning science, about how extended idioms in language form systems which lead to different kinds of reality. Both Kuhn’s and Meagher’s ideas grew out of the later philosophy of Wittgenstein who I had barely heard of at the time. Meagher kindly sent me a preprint of his article which I plan to talk about later.

In 1974 my life at Auburn went to pieces. I had not been successful at physics, partly because I did not publish the one important idea I had had (see “Decoherence” post) and my marriage to Barbara fell apart. I left Auburn, driving across the country in a Volkswagen beetle to Cottage Grove, Oregon, site of the Cerro Gordo project, (more later). While the project struggled, I lived in a community shared house in Cottage Grove. One of my housemates and friend there was Fred Ure who had come to Cerro Gordo from the Los Angeles area. Fred had brought his extensive collection of books which became the Cerro Gordo library. Sometime during the next few years while browsing in the library I stumbled across a book, Wittgenstein and Modern Philosophy by Justus Hartnack, translated by Maurice Cranston from the original Danish. The book explicated Wittgenstein’s philosophy in some detail and I was fascinated. Clearly, Wittgenstein’s ideas lay behind those of both Kuhn and Meagher.

At this point I want to think some more before talking about Wittgenstein. Was he the greatest philosopher that ever lived or a total fraud? Or somewhere in between? So it’s time to post this. (to be continued). Back to Top

Into the Morass, Part I

It’s time to begin talking about language, philosophy and Zen. Hence the morass. This is a huge topic which, if approached straightforwardly, has the promise of being transcendental quicksand. I will try to be clear, a hopeless task. But lack of clarity is only to be expected when journeying into a verbal swamp. The real challenge is to avoid a numbing boredom. So I’ll start with a story.

In an Easterly part of Oregon’s Diamond Peak Wilderness lies Fawn Lake, pretty in the summer, but with a much nicer ambiance in the winter. Naturally Fawn Lake is a popular cross country ski destination. Some time ago I was there with friends resting at the shore of the lake on a pristine winter day. The lake was hard frozen, covered with sparkling white snow while in the background behind the sides and back of the lake, with their dark, partially snow-covered firs and hemlocks, rose snow covered mountains, Redtop and Lakeview. These were not huge, impressive mountains, but just large enough to be an esthetic setting for the lake. As we sat there, we heard voices. A party of five or six young folk was approaching the lake via the main trail which comes to the lake fifty or sixty yards from where we were sitting. This trail for the last hundred yards or so runs straight at the lake, surrounded by trees and brush with no view whatever. Then it descends a final slope to the lake shore. We could hear the voices, but could not make out what they were saying, though there was much merriment and banter. One voice was that of a young woman. With my male imagination I visualized her as attractive, witty, but possibly a little empty headed and definitely absorbed with the social situation. As the party descended to the lake there was silence as they concentrated on the final downhill run. Then the female voice came distinctly, “But it’s beautiful.” As she said “beautiful”, her voice faltered and broke. She was clearly in tears.

I’m interested here in the experience she had just before she spoke those words. And interested also in my reaction at the time. I did not break out into tears, but felt a great joy at realizing that a fellow human being had had a wonderful epiphany, had truly seen the scene, and had been overwhelmed by the experience. Where language comes in is that the actual realization experience of both of us here, in the moment this experience happened, was beyond words. Language, the greatest of all human inventions, can talk about this experience but cannot, in thought, re-create the actuality.

I will give further examples of epiphanies and their relation to language. But first I’ll talk a little about the word “epiphany” itself and the related, “mystic” and “enlightenment”. When I use the word “epiphany” I refer to a basic experience of wordless meaning or understanding. The experience may lead later to an expression in words; for example, “But it’s beautiful.” On the other hand, it may be a silent realization of meaning or understanding. The experience may be of different intensities, weak or overwhelming and may or may not be accompanied by emotion. I use the word in a rather abstract way as implying nothing about the world, there is no connotation about “being on a road to Damascus”. For that I would use the phrase “mystic experience”. For me, and I think also in common usage, “mystic” carries often with its intensity an illogical confirmation of a metaphysical, religious, magical, or supernatural reality. Whenever I use “M” word my meaning will include an exposition of the accompanying myth; however, I will not consider the experience as confirming a belief. (More later on this topic.) The word “enlightenment”, the big Buddhist word, is unfortunate in the sense that it may well be meaningless. It can be considered perhaps as some kind of ultimate epiphany. Following the Soto Zen point of view of “gradual” enlightenment, I’ll stick to “epiphany” and let enlightenment take care of itself.

Now to examples of epiphany. Examples obvious to me are the appreciation of music and fine arts. I enjoy lots of music and this everyday enjoyment, I suppose, may be called epiphany lite. A “real” epiphany for me occurs only occasionally mostly listening to classical music in what I would naturally call a great performance. In fact, often I hear a performance that is note and rhythm perfect, as far as I can tell, but I have no deep response. Is it the fault of the performance or of me? Whatever the case, when an intense epiphany does happen with music it is a case where I doubt anyone would claim that the epiphany is not real because it cannot be put into words. Similarly with the fine arts. In the Prado museum, in Madrid I can look at what is perhaps its most famous painting, Las Meninas, with admiration, but without any emotional spark. However, when I walk into the Museum of Modern Art in New York I’m immediately “blown away” and walk from one painting or sculpture to another in a daze of continuous epiphany. Again the actual experience cannot be called up by words or recollection.

With music and fine arts things are simple. With language things are more complicated. One may get into ideas about the “two cultures”, the humanities and sciences, and things get interesting. (With language we’re getting near the quicksand which I’ll try to avoid.) For my first language example, let me introduce the great 20th century physicist, Paul Adrien Maurice Dirac, often referred to as PAM Dirac. Stories about Dirac abound and I will tell one. If you are a non-mathematical reader, you should know that even people with a great aptitude for math and theoretical physics often find themselves at sea. Such happened to a physicist attending a conference during a lecture by Dirac, who, incidentally was a master of clear exposition when it came to technical matters. In this case the confused physicist at the end of the lecture during the question period, raised his hand, stood up, and said something to the effect of “Professor Dirac, I didn’t quite understand the part of your lecture where you talked about ‘blah, blah and blah.’” He then sat down and awaited an answer. There was a very long silence. Finally the moderator said, “Professor Dirac, aren’t you going to answer the gentleman’s question?” Dirac, always very polite and speaking simply to the point, replied, “That was not a question, but a simple statement of fact.” This story is amusing because it shows a genius blind to the conventions of common language. It hints, however, at Dirac’s gift, an ability to see a deep, meaningful structure in the midst of insanely complicated mathematics. With quantum theory, on the one hand, there is linear algebra with its matrices and vectors having an infinite number of components, and on the other, partial differential equations operating on functions, whose arguments are real, but whose expression contain “imaginary” numbers. These two ways of doing quantum mechanics are called “representations” which express different “points of view”. They resemble one another seemingly about as closely as marmalade resembles taco sauce. Dirac, after switching to math and physics from electrical engineering in the early 1920’s, finally made it to Cambridge University. As a student there in 1925 his adviser passed on to him Heisenberg’s first great quantum mechanics paper. (See Paul Dirac in Wikipedia). This paper expounds the matrix-vector representation. Dirac soon saw how to strip away the complex particulars and go to a deeper, simpler, more abstract level, which allowed transformations among the different points of view. The deeper abstract theory in a way is easier to see and understand than all of the more complicated points of view that lead to it. After encountering it, at some point, I came to see it as profoundly aesthetic, simply as a great work of art. Never mind the mathematics. This was my epiphany.

Let me turn now to poetry and its epiphanies. I start by making a muddy, but useful distinction I came up with around my senior year at Stanford. The distinction is between aspects of language. The syntax of language and the semantics. Structure and meaning. Syntax concerns the rules of grammar how sentences are put together. Semantics concerns the meaning carried by language. This distinction is muddy because it does not really hold up. Consider the last epiphany example, the abstract expression of quantum mechanics. The beauty and hence the meaning (semantics) lies in what could be called pure syntax, the structure. However, much of the power of the epiphany came to me from the partly unconscious realization of the underlying “concrete” (sic) mathematics underlying the theory as well as the idea of moving among different points of view, all equally true: marmalade is no better or worse than taco sauce, each is valid with its own joys.

Poetry

With poetry we have a similar sort of thing going on. When poetry works well a new kind of syntax merges with the words and meaning emerges. Consider a few of the lines from Wallace Stevens’s masterpiece, Notes Toward a Supreme Fiction. Incidentally, before he wrote this poem Stevens thought deeply about the idea of a supreme fiction, an idea we will take up when we again consider myth at some point. Start with the end line of the stanzas I consider.

“Life’s nonsense pierces us with strange relation.”

A straight prose line that seems to make little sense. However, after reading some of the lines that precede this one, this and the preceding lines become totally mind dissolving. The stanzas begin

“The poem refreshes life so that we share,
For a moment, the first idea… It satisfies
Belief in an immaculate beginning

“And sends us, winged by an unconscious will,
To an immaculate end. …”

Stevens goes on… then

“We say: at night an Arabian in my room,
With his damned hoobla-hoobla-hoobla-how,
Inscribes a primitive astronomy

“Across the unscrawled fores the future casts
And throws his stars around the floor. By day
The wood-dove used to chant his hoobla-hoo

“And still the grossest iridescence of ocean
Howls hoo and rises and howls hoo and falls.
Life’s nonsense pierces us with strange relation.”

Just reading and copying these lines the epiphany happens to me. However, we cannot program epiphany. You, dear reader may find these lines are simple nonsense without any relation, strange or otherwise. Although as a practice I favor Soto Zen, Rinzai Zen with its Mondos, has an aim similar to that of modern poetry, the aim of inducing a deep epiphany. Getting back to Dirac, once more, he did consider poetry and with his peculiar mind came up with this quote

“The aim of science is to make difficult things understandable in a simpler way; the aim of poetry is to state simple things in an incomprehensible way. The two are incompatible.”

Was Dirac unaware he was writing great poetry? Actually I think not. He simply discounted his “mystic” (sic) insights, wrote them down in mathematics and was unaware that they had anything to do with his genius. Such is the false dichotomy between the humanities and the sciences that our culture preaches. More about that in another post.

I’ll bring this post to an end by noting that epiphanies are where you find them; not only in nature, life, athletics, the arts, science, history, engineering, but everywhere, everywhere. The aim of religious practice is to sensitize oneself to their presence, experiencing them in the proper way, seriously, with total openness conscious of their wordless meaning. Back to Top